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The mission of the Maine State Securities Division is to protect Maine investors by investigating and prosecuting violations of the securities laws; licensing broker-dealers, sales representatives, and investment advisers; and reviewing registration statements and exemption filings for securities issuers that are seeking to sell in Maine.
contact: Christine A. Bruenn, Administrator

State House Station 121
Augusta, ME 04333-0121

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ph: 207-624-8551
fax: 207-624-8590

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